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  • Writer's pictureDalton Everett

John Caserta Recognized as Top Financial Professional in the U.S. by HTK

Caserta & de Jongh, LLC, a North Haven, CT-based financial services firm, is pleased to announce that John Caserta has been recognized by Hornor, Townsend & Kent, LLC (HTK), a wealth management firm supporting independent financial professionals across the U.S., as one of the top financial professionals in the U.S. for 2024.1


Each year, HTK releases a ranking of hundreds of financial professionals registered with their firm to name qualifiers in the firm’s prestigious Summit and Peak Program. John has qualified for the Peak program, which means he ranks in the top 55 HTK financial professionals in the country.


“Summit and Peak members represent the top echelon of financial professionals affiliated with our firm. This distinguished achievement reflects their steadfast commitment to their clients,” says Aaron Gordon, HTK president. “We are proud to partner with John Caserta to offer them the investment solutions, services and platforms so that they can deliver exceptional personalized advice and planning.”


For more than 50 years, HTK has supported independent financial professionals on their path to success. As a top 25 broker-dealer (InvestmentNews, Financial Advisor and Financial Planning, 2023) and a registered investment adviser, HTK delivers a flexible platform for financial professionals to build and scale their practices; supports a culture of connection and access by cultivating trusted relationships; and provides peace of mind with the strength and stability as a Penn Mutual company. Learn more at


1.The Summit and Peak programs are based on production levels/Gross Dealer Concession (GDC) from January 1, 2023 through December 31, 2023. For 2024, Summit members placed within the top 10 and Peak members within the top 55 out of more than 500 financial professionals affiliated with HTK. Entry into the Summit and Peak programs is not based on client experience or client results. The award does not guarantee that using an award winner will result in future investment success. 


John Caserta is a Registered Representative of and offer securities and/or investment advisory services through Hornor, Townsend & Kent, LLC (HTK). Registered Investment Adviser, Member FINRA/SIPC. 600 Dresher Road, Horsham, PA 19044, 800-873-7637, HTK is a wholly-owned subsidiary of The Penn Mutual Life Insurance Company.


Caserta & de Jongh, LLC is not affiliated with HTK.




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