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John Caserta Recognized as Top Financial Professional in the U.S. by HTK

Writer's picture: Dalton EverettDalton Everett

Caserta & de Jongh, LLC, a North Haven, CT based financial services firm, is pleased to announce that John Caserta has been recognized by broker-dealer and registered investment adviser, Hornor, Townsend & Kent, LLC (HTK), as one of the top financial professionals in the U.S. for 2022.1



Each year, HTK releases a ranking of hundreds of financial professionals associated with their firm to name qualifiers in the firm’s prestigious Summit and Peak Program. John has qualified for the Summit program, which means he ranks in the top 60 HTK financial professionals in the country.


"Our Summit and Peak financial professionals represent the highest caliber at HTK, with unmatched performance when it comes to delivering financial services, advice and solutions to their clients,” says Aaron Gordon, HTK president. “Trusted relationships are at the heart of HTK. Our Summit and Peak members have earned their ranking as dedicated and entrusted professionals. We’re thrilled to have John Caserta and his team affiliate with HTK."


For more than 50 years, HTK has been the trusted partner supporting financial professionals on their path to success. HTK is committed to offering financial professionals the independence to build their practice their way through the delivery of a flexible platform, leading solutions and personalized service. Learn more at www.htk.com.



1.The Summit and Peak programs are based on production levels/Gross Dealer Concession (GDC) from January 1, 2021 through December 31, 2021. For 2022, Summit members placed within the top 10 and Peak members within the top 60. Entry into the Summit and Peak programs is not based on client experience or client results. The award does not guarantee that using an award winner will result in future investment success.


*John Caserta is a Registered Representative of and offer securities and/or investment advisory services through Hornor, Townsend & Kent, LLC (HTK), Registered Investment Adviser, Member FINRA/SIPC. 600 Dresher Road, Horsham, PA 19044, 800-873-7637, www.htk.com. HTK is a wholly-owned subsidiary of The Penn Mutual Life Insurance Company.


12 Elm St. North Haven, CT, (203)272-9111, caserta-dejongh.com

Caserta & de Jongh is not affiliated with HTK.


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What our lawyers want us to say:

Securities and investment advisory services offered through Hornor, Townsend & Kent, LLC. Registered Investment Adviser. Member FINRA/SIPC. 600 Dresher Road, Horsham PA 19044. 800-873-7637, www.htk.com. Caserta & de Jongh, LLC is unaffiliated with HTK.  HTK is a wholly-owned subsidiary of The Penn Mutual Life Insurance Company. HTK does not provide legal and tax advice. Always consult a qualified tax advisor regarding your personal tax situation and a qualified legal professional for your personal estate planning situation. 

Check the background of your financial professional on FINRA's BrokerCheck.

Investment advisory and financial planning services are provided by John Caserta, HTK Investment Adviser Representative. Our representatives are insurance and securities licensed in our home state of CT, as well as additional states.  For more information, please contact our office.  This is not an offer or solicitation in any state where not properly licensed.

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