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  • Writer's pictureDalton Everett

John Caserta Recognized as Top Financial Professional in the U.S. by HTK

Caserta & de Jongh, LLC, a North Haven, CT-based financial services firm, is pleased to announce that John Caserta has been recognized by Hornor, Townsend & Kent, LLC (HTK), a wealth management firm supporting independent financial professionals across the U.S., as one of the top financial professionals in the U.S. for 2023.1

Each year, HTK releases a ranking of hundreds of financial professionals registered with their firm to name qualifiers in the firm’s prestigious Summit and Peak Program. John has qualified for the Peak program once again, which means he ranks in the top 55 HTK financial professionals in the country.

From HTK:

“Being recognized as a Summit and Peak financial professional is a distinguished achievement, representing unparalleled dedication to clients and delivering financial advice,” says Aaron Gordon, HTK president. “Our Summit and Peak members have earned their ranking with the highest level of performance at HTK. We are grateful to partner with John Caserta to support their business and clients.”

For more than 50 years, HTK has supported independent financial professionals on their path to success. As a top 25 broker-dealer (InvestmentNews, 2022) and a registered investment adviser, HTK delivers a flexible platform for financial professionals to build and scale their practices; supports a culture of connection and access by cultivating trusted relationships; and provides peace of mind with the strength and stability as a Penn Mutual company. Learn more at

1.The Summit and Peak programs are based on production levels/Gross Dealer Concession (GDC) from January 1, 2022 through December 31, 2022. For 2023, Summit members placed within the top 10 and Peak members within the top 55. Entry into the Summit and Peak programs is not based on client experience or client results. The award does not guarantee that using an award winner will result in future investment success.

John Caserta is Registered Representative of and offer securities and/or investment advisory services through Hornor, Townsend & Kent, LLC (HTK). Registered Investment Adviser, Member FINRA/SIPC. 600 Dresher Road, Horsham, PA 19044, 800-873-7637, HTK is a wholly-owned subsidiary of The Penn Mutual Life Insurance Company.

12 Elm St, North Haven, CT, (203)272-9111,

Caserta & de Jongh, LLC is not affiliated with HTK.



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