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  • John Caserta, MSFS, ChFC

Top 30 Financial Professional in the U.S.

Caserta & de Jongh, LLC, a North Haven, CT-based financial services firm, is pleased to announce that John Caserta has been recognized by broker-dealer and registered investment adviser, Hornor, Townsend & Kent, LLC (HTK), as one of the top financial professionals in the U.S. for 2021.¹





Each year, HTK releases a ranking of hundreds of financial professionals associated with their firm to name qualifiers in the firm’s prestigious Summit and Peak Program. John Caserta has qualified for the Peak program, which means he ranks in the top 30 HTK financial professionals in the country.


“Our Summit and Peak financial professionals have demonstrated their experience and excellence in providing comprehensive financial services to their clients,” says Timothy Donahue, president and CEO, HTK. “The global challenges brought about by COVID-19 have made it especially important for clients to have trusted financial professionals to guide them through these times. Membership in Summit & Peak for 2021 is a notable accomplishment. We’re proud to have these financial professionals represent HTK to their clients and within the financial services industry at large.”


For more than 50 years, HTK has been the trusted partner supporting financial professionals on their path to success. HTK is committed to offering financial professionals the independence to build their practice their way through the delivery of a flexible platform, leading solutions and personalized service. Learn more at www.htk.com.


¹ The Summit and Peak programs are based on production levels/Gross Dealer Concession (GDC) from January 1, 2020 through December 31, 2020. For 2021, Summit members placed within the top 10 and Peak members within the top 44 out of more than 500 eligible financial professionals. Entry into the Summit and Peak programs is not based on client experience or client results. The award does not guarantee that using an award winner will result in future investment success.


John Caserta is a Registered Representative(s) of and offer securities and/or investment advisory services through Hornor, Townsend & Kent, LLC (HTK), Registered Investment Adviser, Member FINRA/SIPC. 600 Dresher Road, Horsham, PA 19044, 800-873-7637, www.htk.com. HTK is a wholly-owned subsidiary of The Penn Mutual Life Insurance Company.


210 Park Avenue Suite 101, Florham Park, NJ 07932, (973) 538-9100, www.caserta-dejongh.com. Caserta & de Jongh, LLC is not affiliated with HTK.


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